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Rockefeller v. Scarbrough

United States District Court, D. New Jersey

June 22, 2018




         1. On May 22, 2018, Plaintiff David Rockefeller filed this Complaint against James Scarbrough, accompanied by an application to proceed in forma pauperis.[1] The Court has reviewed the plaintiff's application to proceed in forma pauperis pursuant to 28 U.S.C. § 1915(a)(1). Based upon the financial information in Mr. Rockefeller's application to proceed without prepaying fees or costs, Mr. Rockefeller qualifies to proceed without prepayment of fees, and his application to do so will be GRANTED.

         2. When a Plaintiff is granted leave to proceed in forma pauperis, the Court is required to pre-screen this Complaint pursuant to 28 U.S.C. § 1915(e)(2) and to dismiss the case if the court determines that the action is frivolous or malicious or fails to state a claim on which relief may be granted or seeks monetary relief against a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2)(B). The Court is also required to dismiss any complaint if it appears that subject matter jurisdiction is lacking, see Rule 12(h)(3) [“if the court determines at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.”]

         3. For purposes of this preliminary review, the Court will assume that all of the allegations in Mr. Rockefeller's Complaint are true. The Court makes no findings, however, as to the truthfulness of these allegations. Mr. Rockefeller alleges that this is a contract case in which he receives services from Comcast, with which he has a billing dispute. He alleges that an individual named James Scarbrough, on behalf of Comcast, informed him that he had an unpaid bill in the amount of $154.08. Mr. Rockefeller believes that his current balance is only $89.00. [Compl. at Part III.C] Mr. Scarbrough is described as a Comcast billing representative. [Id.] Mr. Rockefeller alleges that he is entitled to maintain his service, and to obtain restoration of all credits that Comcast has promised to him. He alleges that Mr. Scarbrough threatened to remove his service and that Mr. Rockefeller got sick as a result.

         4. Mr. Rockefeller asserts that this Court has subject matter jurisdiction pursuant to 28 U.S.C. § 1332, as Mr. Rockefeller is a citizen of New Jersey, and he alleges that Mr. Scarbrough resides in Delaware and works Comcast in Pennsylvania.

         5. It is not sufficient that plaintiff and defendant be citizens of different states. It is also a requirement of diversity jurisdiction that at least $75, 000.00 be in dispute. 28 U.S.C. § 1332(a). In this contract case, Mr. Rockefeller alleges a monetary dispute which is the difference between $154.08 and $89.00, which is $64.08. The Complaint also alleges that Mr. Rockefeller seeks to be paid “for hours lost due to not doing the job I have working out of my home.” [Compl., Part V] For injuries, the Complaint says Mr. Rockefeller is “Taking medicine.” [Compl., Part IV] Regarding Mr. Rockefeller's job from his home for which he has lost some hours of work due to Comcast's failure to install his equipment properly, the Complaint provides no information about what sort of work this was or what his hourly income from his self-employment is. Mr. Rockefeller's application to proceed in forma pauperis, however, lists no income other than “retirement” which provides a monthly income, and does not claim any employment for the past two years in Part 2 of the Application. This would mean that, during the two years prior to filing the application in May of 2018, Mr. Rockefeller has had no self-employment income. The events giving rise to this lawsuit, however, did not occur until the phone call with Mr. Scarbrough on May 15, 2018. [Compl., Parts III. A and B.]

         6. Where a party alleges $75, 000 in dispute but provides no basis for such a recovery in the Complaint and accompanying papers, a court may dismiss for lack of meeting the “amount-in-controversy” threshold. The court in such a situation must determine, “from the face of the pleadings, [if] it is apparent, to a legal certainty, that the plaintiff cannot recover the ‘minimum jurisdictional' amount claimed, or if, from the proofs, the court is satisfied to a like certainty that the plaintiff never was entitled to recover that amount....” St. Paul Mercury Indem. Co. v. Red Cab Co., 303 U.S. 283, 289 (1938). To determine the amount-in-controversy, and whether it is “legally certain” that the plaintiff could not recover at least $75, 000, a value must be placed on the relief sought. See Samuel-Bassett v. Kia Motors Am., Inc., 357 F.3d 392, 398-400 (3d Cir. 2004). In the present case, if the plaintiff is successful, the maximum amount of his recovery, based upon the allegations in the Complaint, would be equivalent to the monthly value of his Comcast services (assuming that those services are cut off as threatened which, according to the Complaint, has apparently not occurred) of $89 per month. The Court is aware of no theory of New Jersey law under which a plaintiff can receive compensation for becoming “upset” and taking medicine due to a breach of contract. Generally, in a breach of contract action under New Jersey law, the plaintiff's recovery is limited to the value of the contractual services and not additional compensation for emotional harm and aggravation caused by the breach of the contract.

         7. It appears to a legal certainty, based upon the above facts, assuming them to be true, that the value of plaintiff's recovery in this contract case could never meet the $75, 000 threshold required for federal court jurisdiction. Nothing prevents plaintiff from filing this case in a court of competent jurisdiction, such as the Small Claims Court of the Superior Court of New Jersey, but this federal court lacks jurisdiction to entertain the case.

         8. Accordingly, the accompanying Order will be entered granting leave to file in forma pauperis, directing the Clerk to file the Complaint upon the docket, and dismissing the Complaint without prejudice to Mr. Rockefeller's right to refile a suit in a court of competent jurisdiction.

         9. Because Mr. Rockefeller is proceeding pro se, he will be given one opportunity, if he chooses to do so, to seek to amend the Complaint to cure these jurisdictional deficiencies. If Mr. Rockefeller, despite this dismissal, seeks to maintain this case in federal court, he may file a motion to amend the Complaint, attaching a proposed Amended Complaint, and explaining how the amendment would cure the jurisdictional deficiency regarding the $75, 000 amount-in-controversy. Any such motion to amend the Complaint must be filed within 30 days.



[1] Plaintiff Rockefeller has filed a previous complaint captioned Rockefeller v. Comcast, Civil Action No. 17-cv-8682 (JBS), which is screened and addressed in a separate Opinion ...

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