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United States v. Castro


November 15, 2010


The opinion of the court was delivered by: Robert B. Kugler United States District Judge



1. On October 8, 2010, the Clerk received Plaintiff's civil complaint ("Complaint"). See Docket Entry No. 1. The Complaint arrived unaccompanied by either Plaintiff's in forma pauperis ("IFP") application or by prepayment of his filing fee. See id. The Clerk, upon receipt of the Complaint, initiated the instant matter designating "Cause" as "42 [U.S.C. §] 1983" in light of Plaintiff's: (a) being a federal inmate; and (b) raising challenges to medical care he was provided during his incarceration.*fn1 See generally, Docket.

2. In light of Plaintiff's failure to submit his IFP application or to prepay his filing fee, this Court issued an order, dated October 20, 2010 ("October Order"), directing Plaintiff to submit his IFP application or his filing fee. See Docket Entry No. 2.

3. On November 1, 2010, the Clerk received Plaintiff's IFP application. See Docket Entry No. 3.

4. In addition, also on November 1, 2010, the Clerk received a letter from Plaintiff. See Docket Entry No. 4. In that letter, Plaintiff stressed, in no ambiguous terms, his complete lack of interest in instituting a Bivens action and requested this Court to construe his complaint as raising challenges solely under the Federal Tort Claim Act. See id. The Court, therefore, examines Plaintiff's Complaint accordingly.*fn2

5. Plaintiff's Complaint encompasses the actual body of the complaint and a number of attachments. See Docket Entry No. 1. The attachments include Plaintiff's administrative grievances and appeals, as well as responses he received from his warden, the Regional Office and the Central Office. See id. at 8-21.

6. The body of the complaint asserts that, in June 2009, Plaintiff underwent a cataract surgery on one eye, and then another cataract surgery on another eye. See id. at 2.

Plaintiff also asserts that, during the period between his second surgery and his first post-surgical evaluation (that took place on October 14, 2010), he began experiencing a "sandy sensation" in one eye. See id. at 2-3. Plaintiff maintains that, as a result of such sensation, he developed a higher sensitivity to wind and light.*fn3 See id. at 3. From the foregoing, Plaintiff deduces that his eye surgeries were negligently performed, see id. at 4-7, and "demands judgment against the defendant [presumably, the United States,] for $5,000,000.00 dollars, plus costs."*fn4 Id. at 7.

7. The exhibits attached to the body of Plaintiff's complaint provide more detail.

a. In his informal resolution form (submitted either in September or in October of 2010), Plaintiff asserted that "[t]he present [i]nexcusable violation in health care ethics is the consequence of [unspecified whose] failure to follow up medical supervision of the eye catara[c]t surgery during May 2009 on both eyes." Id. at 9. The response Plaintiff obtained as a result of his submission of that form read, "[a]ccording to Health [Care Services of FCI Fort Dix, that is, Plaintiff's place of confinement, Plaintiff was] scheduled to see the ophthalmologist on 10/13/09," that is, in a few days from the date of his filing of the form. Id.

b. Appealing this response to his warden, Plaintiff asserted that, if he had began experiencing the alleged "sandy sensation," that sensation must have meant that his surgery was performed negligently. See id. at 10. He concluded that appeal with the following remedy demand, "I, cordially, as of right, ask for the enforcement of the right to be meticulously examined by a specialized eye-doctor, in order to get the proper treatment due to a human being . . . . Your concern in addressing this matter [should] compl[y] with the standards of avoiding cruel and unusual punishment, as announced in the U.S. Constitution's 8th Amendment." Id. Plaintiff's warden responded by acknowledging being appraised of Plaintiff's September/October of 2009 demand for "examin[ation] by a specialized eye doctor," but pointing out that such examination of Plaintiff by an ophthalmologist did indeed took place on October 14, 2009, and the ophthalmologist "examined [Plaintiff's] eyes, and recommended . . . medicated eye drops and artificial tears [which, seemingly, were provided to Plaintiff by his correctional facility, and also] recommended to continue with the current course of treatment." Id. at 12.

c. In response, Plaintiff filed appeal with the Regional Office. See id. at 13. In that appeal he, again, asserted that he continued to feel the "sandy sensation," qualified the medical help he was received as "[t]his atrocity in medical ethics" because "the eye surgeon who performed the surgeries has not bother to come and revise whether his surgeries were effective even though [Plaintiff] continuously ask[ed] to be seen by him." Id. at 14. Plaintiff concluded his appeal with the "remedy demand" reading: "[t]he instant situation is a violation [of] the Eighth Amendment to the U.S. Constitution, for Cruel and Unusual Punishment, and [Plaintiff] demands prompt attention due to medical negligence by the Medical Staff at FCI Fort Dix." Id. (capitalization in original). The Regional Office responded to Plaintiff's appeal by the following statement:

In your appeal, you contend you are not receiving adequate medical care at FCI Fort Dix for eye pain upon exposure to light and wind. You allege no medical attention has been provided to you after your cataract surgery, which has caused vision related problems. You state this is a violation of your Eighth Amendments Rights and constitutes medical negligence. You request prompt follow-up from the physician who performed the cataract surgery. A review of your medical record reveals that you received cataract surgery on June 12, 2009, and had a post surgery follow- up appointment with you Primary Care Provider Team on June 30, 2009. As such, you were advised that a consultation would be generated to see the Optometrist, to correct refraction problems, and Ophthalmology for post surgery follow-up. Your Optometry encounter occurred on September 23, 2009, and you received an updated eyeglass prescription with amber lens to protect your eyes from sunlight, as well as post surgery follow-up with the Ophthalmologist on November 18, 2009. You will be scheduled for Ophthalmology again in six months. You have been properly prescribed all medications and no documentation exists in your medical record to suggest any complications from the surgery. Medical staff advise you are receiving appropriate medical treatment and continue to have access to sick call. Accordingly, your appeal is denied.

Id. at 15.

d. Upon receiving that response, Plaintiff filed an appeal with the Central Office. See id. at 16. In that appeal, Plaintiff conceded being seen by ophthalmologist and receiving the prescribed eye care (except for amber-lensed glasses) but continued to insist that his eye surgeries had to be performed negligently because he never had to "cover [his] eyes from the light and wind" before surgeries, but had to start doing so after the surgeries. See id. He concluded that appeal with the following "demand for remedy":

I do not know if this condition is deplorable, permanent, or curable, that burden rests on Medical Staff! This Office should conduct a thorough investigation in the present matter, being my condition affects me throughout the day.

Id. at 17. Plaintiff received the following response from the Central Office:

This is in response to your Central Office Administrative Remedy in which you contend you underwent surgical correction of your eye sight, however, the surgery was unsuccessful. Specifically, you request an evaluation by a consultant eye specialist. Relevant portions of your medical record have been reviewed which reveal you underwent cataract surgery of your right and left eyes in June, 2009. On November 18, 2009, you were evaluated in the clinic by a consultant ophthalmologist who recommended eyeglasses and a follow-up evaluation in six months. Should you have any questions and concerns regarding your eye sight, you are encouraged to discuss your concerns during this appointment. The record reflects you are receiving medical care and treatment in accordance with Bureau policy.

Id. at 28.

8. Plaintiff's Complaint indicates that it is subject to dismissal for lack of jurisdiction.*fn5

Generally, the United States is immune from suit unless it consents to be sued. See United States v. Sherwood, 312 U.S. 584, 586 (1941). The FTCA creates a limited waiver of sovereign immunity for claims against the United States for the negligence of its officers or employees acting within the scope of their employment.*fn6 See 28 U.S.C. §1346(b); see also Roma v. United States, 344 F.3d 352, 362 (3d Cir. 2003). "Because the Federal Tort Claims Act constitutes a waiver of sovereign immunity, the Act's established procedures have been strictly construed." Livera v. First Nat'l State Bank of N.J., 879 F.2d 1186, 1194 (3d Cir. 1989). Although § 1346(b)(1) of the Federal Tort Claim Act ("FTCA") grants federal district courts exclusive jurisdiction over civil actions or claims against the United States, a party bringing suit under the FTCA must first present the claim to the appropriate federal agency and receive a final denial before proceeding in the district courts. See 28 U.S.C. § 2675(a). The FTCA further specifies that an FTCA action "shall not be instituted for any sum in excess of the amount of the claim presented to the federal agency." 28 U.S.C. § 2675(b); see also 28 C.F.R §14.2 (a claim is deemed presented when the federal agency receives written notification of the alleged tortious incident and injuries accompanied by the claim for money damages in a sum certain). Thus, the administrative exhaustion requirements under the FTCA are clear and mandatory. Moreover, because the requirements of presentation and a demand for a sum certain*fn7 are among the terms defining the United States' consent to be sued, they are jurisdictional and cannot be waived. See White-Squire v. U.S. Postal Service, 592 F.3d 453, 457 (3d Cir. 2010) (relying, inter alia, on Bialowas v. United States, 443 F.2d 1047, 1049 (3d Cir. 1971)).

9. Here, Plaintiff's exhibits unambiguously determine that the remedy Plaintiff sought during his administrative process was not a "sum certain," and not even a "sum" at all. Rather, Plaintiff demanded various (and inconsistent) forms of injunctive relief, i.e., "enforcement of the right to be meticulously examined by a specialized eye-doctor," "prompt attention due to medical negligence by the Medical Staff at FCI Fort Dix" and "a thorough investigation in the present matter." Docket Entry No. 1, at 10, 14 and 17.*fn8 In contrast, here, Plaintiff demands monetary relief in the amount $5,000,000 that has nothing in common with the injunctive relief he was seeking during his administrative process (and exceeding that injunctive relief by exactly five million dollars). Therefore, Plaintiff has not met the presentation and sum certain requirements mandated by the FTCA and as such, he has failed to exhaust her administrative remedies. See, e.g., McCluskey v. United States, 2010 U.S. Dist. LEXIS 108874 (W.D. Pa. Oct. 12, 2010) (where the plaintiff demanded monetary damages under the FTCA but offered no evidence that she demanded a claim for money damages in a sum certain for her injuries from an appropriate federal agency, she failed to exhaust her administrative remedies).

Consequently, this Court is constrained to dismiss Plaintiff's FTCA claims for lack of subject matter jurisdiction. See id.

10. The Court's analysis, however, would be incomplete without at least a cursory review of whether grant of leave to amend is warranted.

a. For the purposes of Plaintiff's FTCA claims, Plaintiff's exhibits attached to the body of his complaint clearly establish his failure to exhaust, and this deficiency cannot be cured by re-pleading. Therefore, for the purposes of Plaintiff's FTCA claims, leave to amend appears facially futile.

b. Had the Court examined Plaintiff's challenges under Bivens, Plaintiff's Eighth Amendment claims based on "sandy sensation" and self-servingly asserted surgical negligence would be subject to dismissal.*fn9 Conversely, Plaintiff's claims that he was denied prescribed "amber-lensed" glasses might have warranted grant of leave to re-plead (since these allegations are sketched so patchily to deserve a chance for clarification) had these allegations been examined for the purposes of a Bivens analysis. Here, however, Plaintiff expressly and in no ambiguous terms directed the Court to exclude from its analysis any Bivens construction of Plaintiff's claims. See Docket Entry No. 4 (Plaintiff's letter directing the Court to construe Plaintiff's Complaint as asserting only FTCA challenges). In light of the foregoing, Plaintiff's Complaint will be dismissed with prejudice. See Caterpillar, 482 U.S. at 392 (plaintiff is "the master of [his] claim); see also Gutierrez v. Peters, 111 F.3d 1364, 1374 (7th Cir. 1997) ("[A] plaintiff can plead himself out of court by [making statements] which show that he has no claim, even though he was not required to [so] allege").

IT IS, therefore, on this 15th day of November , 2010,

ORDERED that the Clerk shall reopen this matter by making a new and separate entry on the docket reading "CIVIL CASE REOPENED"; and it is further

ORDERED that Plaintiff's application to proceed in forma pauperis is granted; and it is further

ORDERED that Plaintiff is assessed a filing fee of $350.00 which shall be deducted from his prison account pursuant to 28 U.S.C. § 1915(b)(2) in the manner set forth below, regardless of the outcome of the litigation; and it is further

ORDERED that, pursuant to 28 U.S.C. § 1915(b)(1)(A), Plaintiff is assessed an initial partial filing fee equal to 20% of the average monthly deposits to Plaintiff's prison account for the six month period immediately preceding the filing of the complaint; when funds exist, the agency having custody of Plaintiff shall deduct said initial fee from Plaintiff's prison account and forward it to the Clerk; and it is further

ORDERED that, pursuant to 28 U.S.C. § 1915(b)(2), until the $350.00 filing fee is paid, each subsequent month that the amount in Plaintiff's prison account exceeds $10.00, the agency having custody of Plaintiff shall assess, deduct from the Plaintiff's account, and forward to the Clerk payments equal to 20% of the preceding month's income credited to Plaintiff's prison account, with each payment referencing the docket number of this action; and it is further

ORDERED that, pursuant to 28 U.S.C. § 1915(b), the Clerk shall forward a copy of this Order by regular mail to the United States Attorney for the District of New Jersey and the agency having custody of Plaintiff; and it is further

ORDERED that Plaintiff's Complaint, Docket Entry No. 1, is dismissed with prejudice; and it is finally

ORDERED that the Clerk shall serve this Memorandum Opinion and Order upon Plaintiff by regular U.S. mail and close the file on this action by making a new and separate entry on the docket reading "CIVIL CASE CLOSED."

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