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Qiu v. Chertoff


May 15, 2007


The opinion of the court was delivered by: Chesler, District Judge



In this case, the Court must decide whether it has jurisdiction over an action seeking to compel the United States Citizenship and Immigration Service ("USCIS") to adjudicate an application for adjustment to lawful permanent residence status that has been pending for almost three years.


The following facts are not in dispute: Plaintiff Yanping Qiu, proceeding pro se, was born in Beijing, China, and lawfully resides in the United States pursuant to an H-4 Visa. She has received a MBA from Rutgers University and is currently employed at Praetorian Financial Group. On January 21, 2004, she submitted an application to the USCIS to adjust her status to that of a permanent resident alien, also known as an I-485 application. However, Plaintiff's application has not been adjudicated because the USCIS and the Federal Bureau of Investigation ("FBI") have not completed background checks that the Attorney General adopted in the aftermath of 9-11. Because she is not a permanent resident of the United States, Plaintiff has paid higher tuition fees and was ineligible for certain student loans. Plaintiff alleges that because of the delay in adjudicating (and, implicitly, approving) her application, she suffered a loss of $27,000.

On January 9, 2007, just shy of three years after Plaintiff filed her I-485 application, she instituted the present suit against Michael Chertoff, the Secretary of Homeland Security, Emilio Gonzalez, the Director of the USCIS, Paul Novak, the Director of the USCIS Vermont Service Center and Robert S. Mueller, the Director of the FBI. Plaintiff's Complaint asks the Court to compel adjudication of her application, provide her with a notice of its approval and award compensatory damages.

Defendants have moved to dismiss Plaintiff's Complaint under Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter jurisdiction. Plaintiff's Complaint asserts jurisdiction under the federal question statute, 28 U.S.C. § 1331, the mandamus statute, 28 U.S.C. § 1361, the Administrative Procedure Act ("APA"), 5 U.S.C. § 701, and the Declaratory Judgment Act ("DJA"), 28 U.S.C. § 2201.*fn1 Pursuant to Federal Rule of Civil Procedure 78, the Court decides the motion on the papers submitted.


Under Federal Rule of Civil Procedure 12(b)(1), a defendant may move to dismiss a civil action for lack of subject matter jurisdiction. FED. R. CIV. P. 12(b)(1). Under Rule 12(h)(3), the court is reqiured to dismiss the action whenever it appears that the court lacks subject matter jurisdiction. FED. R. CIV. P. 12(h)(3). The plaintiff bears the burden of establishing subject matter jurisdiction. See, e.g., Lucas v. Gulf & W. Indus., Inc., 666 F.2d 800, 805 (3d Cir. 1981) (citing McNutt v. Gen'l Motors Acceptance Corp., 298 U.S. 178 (1936)). On a 12(b)(1) motion, "no presumptive truthfulness attaches to plaintiff's allegations, and the existence of disputed material facts will not preclude the trial court from evaluating for itself the merits of jurisdictional claims." Mortensen v. First Federal Sav. & Loan Ass'n, 549 F.2d 884, 891 (3d Cir. 1977).


Plaintiff argues that this Court has mandamus jurisdiction pursuant to 28 U.S.C. § 1361. Section 1361 provides that "[t]he district courts shall have original jurisdiction of any action in the nature of mandamus to compel an officer or employee of the United States or any agency thereof to perform a duty owed to the plaintiff." 28 U.S.C. § 1361 (2006). The Supreme Court has described mandamus relief under § 1361 as an "extraordinary remedy" which "will issue only to compel the performance of 'a clear non-discretionary duty.'" Pittston Coal Group v. Sebben, 488 U.S. 105, 121 (1988); see also Heckler v. Ringer, 466 U.S. 602, 616 (1984) ("The common-law writ of mandamus, as codified in 28 U. S. C. § 1361, is intended to provide a remedy for a plaintiff only if he has exhausted all other avenues of relief and only if the defendant owes him a clear non-discretionary duty"); Work v. United States, 267 U.S. 175, 177 (1925) (stating that "[m]andamus issues to compel an officer to perform a purely ministerial duty" but "[i]t can not be used to compel or control a duty in the discharge of which by law he is given discretion"). A "party seeking mandamus has the burden of showing that its right to issuance of the writ is clear and indisputable." Will v. United States, 389 U.S. 90, 96 (1967) (quotations omitted). The Third Circuit has explained that

in order for mandamus to issue, a plaintiff must allege that an officer of the Government owes him a legal duty which is a specific, plain ministerial act "devoid of the exercise of judgment or discretion." An act is ministerial only when its performance is positively commanded and so plainly prescribed as to be free from doubt.

Harmon Cove Condominium Ass'n, Inc. v. Marsh, 815 F.2d 949, 951 (3d Cir. 1987) (quoting Richardson v. United States, 465 F.2d 844, 849 (3d Cir.1972) (en banc) (citations omitted), rev. on other grounds, 418 U.S. 166 (1974)). See Work, 257 U.S. at 177 (explaining that a duty is purely ministerial "where the officer can do only one thing").


Plaintiff argues that Defendants owe her a non-discretionary duty to process her application within a reasonable time, which Defendants have failed to do by withholding adjudication for almost three years. Defendants assert that there is no statutory or regulatory time period specified within which an I-485 application must be adjudicated; that the court lacks jurisdiction under the mandamus statute or the APA because Defendants' decision to withhold adjudication at this time falls within the ambit of their discretion; and that 8 U.S.C. § 1252(a)(2)(B) and 1252(g) preclude judicial review of adjustment of status decisions, including the pace of adjudication.

The first of these assertions is true. There is no statutory or regulatory provision which specifies a time frame for adjudication of adjustment of status applications. Defendants are also correct that their decision to withhold adjudication at this time falls within their discretion, thus precluding jurisdiction under the mandamus statute and the APA. As to Defendants' final assertion, the Court declines to decide whether § 1252(a)(2)(B) and 1252(g) provide an independent bar to judicial review, as the conclusion that the Court otherwise lacks a basis for subject matter jurisdiction makes this determination unnecessary.

The authority of the Attorney General to adjust the status of an alien to permanent residence status is found in 8 U.S.C. § 1255(a), which provides that:

The status of an alien who was inspected and admitted or paroled into the United States . . . may be adjusted by the Attorney General, in his discretion and under such regulations as he may prescribe, to that of an alien lawfully admitted for permanent residence if (1) the alien makes an application for such adjustment, (2) the alien is eligible to receive an immigrant visa and is admissible to the United States for permanent residence, and (3) an immigrant visa is immediately available to him at the time his application is filed.

8 U.S.C. § 1255(a) (2006) (emphasis added).*fn2

Defendants cite two district court cases, Safadi v. Howard, 466 F. Supp. 2d 696, 700 (D. Va. 2006), and Grinberg v. Swacina, - F. Supp. 2d ---, 2007 WL 840109 (S.D. Fla. Mar. 20, 2007), which held that the court lacked subject matter jurisdiction because the term "action" in § 1252(a)(2)(B)(ii) "'encompasses any act or series of acts that are discretionary within the adjustment of status process,' including the pace of [adjudication]," Grinberg, 2007 WL 840109 at * 3 (quoting Safadi, 466 F. Supp 2d at 698). Safadi and Grinberg also held that there was no jurisdiction under the mandamus statute or the APA, because the defendants had no clear, non-discretionary duty to adjudicate an I-485 application within a particular time period. Grinberg, 2007 WL 840109 at * 4; Safadi, 466 F. Supp. 2d at 700.

In Serrano v. Quarantillo, No. 06-5221 (DRD), 2007 WL 1101434 (D.N.J. Apr. 9, 2007), Judge Dickinson R. Debevoise of this court endorsed both holdings of Safadi. Judge Debevoise agreed that the lack of a non-discretionary duty precluded jurisdiction under 28 U.S.C. § 1361 and the APA, and that 8 U.S.C. § 1252(a)(2)(B) prohibited judicial review of the Attorney General's "actions or inactions" relating to the adjustment of a plaintiff's immigration status. 2007 WL 1101434 at * 2-3. Serrano presented facts indistinguishable from the case at bar. The plaintiff filed an I-485 application to adjust his immigration status. Once two years and eight months had elapsed since the filing of his application, the plaintiff sought to compel action by bringing suit under the APA.*fn3

Several cases from other districts, however, have held that there is a non-discretionary duty on the part of immigration officials to adjudicate adjustment of status applications and have granted mandamus relief to the plaintiffs.*fn4 Some of these courts have pointed to the language of 8 C.F.R. § 209.2(f) as the source of Defendants' non-discretionary duty. Haidari v. Frazier, No. 06-3215 (DWF/AJB), 2006 WL 2544922 at * 4 (D.Minn. Dec. 8, 2006); Aboushaban v. Mueller, No. C 06-1280 BZ, 2006 WL 3041086 at * 2 (N.D. Cal. Oct. 24, 2006). Section 209.2(f) provides that:

The applicant shall be notified of the decision, and if the application is denied, of the reasons for denial. . . . If the application is approved, the director shall record the alien's admission for lawful permanent residence as of the date one year before the date of the approval of the application . . ..

8 C.F.R. § 209.2(f) (2006) (emphasis added). Other sections of the regulations, which have been cited to support the issuance of mandamus to compel adjudication, contain similar non-discretionary language. See 8 C.F.R. § 245.2(a)(5)(i) (2006) ("The applicant shall be notified of the decision of the director and, if the application is denied, the reasons for the denial" (emphasis added)); 8 C.F.R. § 245.6 (2006) ("Each applicant for adjustment of status under this part shall be interviewed by an immigration officer" (emphasis added)).

However, the Court is not persuaded by those cases which have held that immigration officials have a non-discretionary duty to adjudicate I-485 applications. First, other sections of the United States Code, which empower the Attorney General or the Secretary of Homeland Security to adjudicate an application, are accompanied both by a statutory time period for adjudication and an explicit provision granting applicants a right to judicial review.*fn5 However, in the case of an adjustment of status application, there is no similar provision establishing a specific time frame for adjudication, nor an accompanying provision conferring a right to judicial review. This is an indication that, with respect to an application for adjustment of status, Congress did not intend to limit the discretion of immigration officials by specifying a certain time period within which they must act.

Second, none of the regulations cited by other courts as the source for Defendants' non-discretionary duty speak to the issue of withholding adjudication. The phrases "shall be notified," "shall record," and "shall be interviewed" do not mean the same thing as "shall adjudicate." Further, these mandatory--i.e. non-discretionary--phrases have been cited in isolation, thus ignoring other sections of the regulations which allow Defendants to exercise discretion throughout the application process.*fn6 For instance, the USCIS may waive an adjustment interview, 8 C.F.R. §§ 245.6, 1245.6 ("[The adjustment] interview may be waived . . . when it is determined by the Service that an interview is unnecessary" (emphasis added)), and "may direct any necessary investigation" into an application. 8 C.F.R. § 103.2(b)(7) (2006) (emphasis added). See Jilin Pharm. USA, Inc. v. Chertoff, 447 F.3d 196, 203 (3d Cir. 2006) ("The usual presumption is that 'may' confers discretion" (quoting Zhu v. Gonzales, 411 F.3d 292, 295 (D.C. Cir. 2005))).

The regulation that speaks most directly to the Defendants' discretion to withhold adjudication is 8 C.F.R. § 103.2(b)(18), which is entitled "Withholding adjudication."*fn7 Section 103.2(b)(18) confers discretion on immigration officers to withhold adjudication while applications are investigated. It provides that an immigration officer "may" withhold adjudication every six months if he or she "determines it is necessary to continue to withhold adjudication pending completion of the investigation." 8 C.F.R. § 103.2(b)(18) (emphasis added); see Jilin Pharm, 447 F.3d at 203 (the phrase "deems it to be in the national interest" grants discretionary authority (citing Zhu, 411 F.3d at 295)). The terms of the regulation clearly contemplate that certain applications may require lengthy investigations.

The Court finds it instructive that none of the cases holding that a non-discretionary duty exists to process I-485 applications have discussed the implications of § 103.2(b)(18). Indeed, none of the cases cited by Plaintiff or revealed in the Court's own research which have held that a non-discretionary duty exists to process I-485 applications cite to § 103.2(b)(18). Nor do these cases indicate in any way that they have considered the import of § 103.2(b)(18) as it relates to the question of the agency's discretion to withhold adjudication.

The most commonly cited source for Defendants' non-discretionary duty, 8 C.F.R. § 209.2(f), imposes a non-discretionary duty to notify an applicant and record an admission for lawful permanent residence after a decision has been made.*fn8 The plain text of the regulation does not place any limitation on the discretion of immigration officers before a decision has been rendered. There is no basis for reading § 209.2(f) to encroach on the discretion to withhold adjudication explicitly granted in § 103.2(b)(18) because § 209.2(f) refers to Defendants' duties after a decision has been reached, while § 103.2(b)(18) grants discretion to withhold adjudication while an application is pending. Given that the Attorney General is authorized to exercise "his discretion . . . under such regulations as he may prescribe," 8 U.S.C. § 1255(a), the Court is required to defer to his decision to withhold adjudication pursuant to a regulation that he was entitled to promulgate. See Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 843 (1984) ("[When a] statute is silent . . . with respect to the specific issue, the question for the court is whether the agency's answer is based on a permissible construction of the statute").

Of course, Congress may by law prescribe limits to the discretion that it grants to executive officers. Work, 267 U.S. at 177 ("[A] duty may be discretionary within limits. [An executive officer] cannot transgress those limits, and if he does so, he may be controlled by injunction or mandamus to keep within them"). Here, § 1255(a) limits the Attorney General's discretion by providing that he may adjust the status of an alien only if certain prerequisites are met.*fn9 Section 1255(a) places no further limitations on the Attorney General's discretion. Thus, § 1255(a) begins by granting the Attorney General discretion to grant an adjustment of status and then places three limitations on the exercise of that discretion, none of which relate to the pace of adjudication. This is a further indication that Congress considered the decision to withhold adjudication to be within the discretion granted to the Attorney General in § 1255(a).

In the principal case relied on by Plaintiff, Nyaga v. Ashcroft, 186 F. Supp. 2d 1244 (N.D. Ga. 2002), vacated as moot, 323 F.3d 906 (11th Cir. 2003), the district court held that there was a non-discretionary duty to process the plaintiff's diversity visa application. Even assuming that such a duty exists,*fn10 as discussed above, section 1255(a) differentiates between the issuance of a visa and the adjustment of status. The issuance of a visa is a prerequisite to the Attorney General's exercising his discretion to adjust immigration status. It does not serve as a limitation on that discretion.

Finally, it is ill-advised for courts to interfere with otherwise unreviewable agency decisions. Zheng, 166 F. Supp. 2d at 879-80 (judicial creation of a duty to complete an adjustment of status application within a specified time "would have the potential for mischievous interference with the functioning of already overburdened administrative agencies" (quoting Wan Shih Hsieh v. Kiley, 569 F.2d 1179, 1182 (2d Cir. 1978))). When, as here, the Court lacks power to review the ultimate agency decision and the agency's cases are backlogged, granting the writ to compel adjudication would do nothing more than shuffle to the front of the line those I-485 applicants canny enough to file a complaint in federal district court. Liberty Fund, 394 F. Supp 2d at 116 (noting that if the court were to grant mandamus relief it "would simply move petitioners to the front of the queue, at the expense of other similarly situated applicants"). As the Safadi court noted, the problem of administrative creep is properly addressed through the political branches. Safadi, 466 F. Supp. 2d at 701 & nn.6-7.

To conclude, Plaintiff's application has not been adjudicated because USCIS and FBI security checks are incomplete. Therefore, pursuant to regulations that allow immigration officers to direct investigations into I-485 applications and to withhold adjudication until those investigations are complete, Defendants have not adjudicated Plaintiff's application. Because Defendants have discretion to withhold adjudication under 8 U.S.C. § 1255(a) and the regulations promulgated thereunder, their decision to do so at this time is not "devoid of the exercise of judgment or discretion." Harmon Cove Condominium Ass'n, Inc., 815 F.2d at 951. Neither the statute nor the regulations prescribe a ministerial duty to adjudicate an adjustment of status application which is "so plainly prescribed as to be free from doubt." Id. As Defendants have no clear duty to perform a ministerial act for Plaintiff, the Court lacks mandamus jurisdiction under 28 U.S.C. § 1361.


Jurisdiction is also unavailable under the federal question statute, 28 U.S.C. § 1331, through the application of the APA. Under the APA, "when an agency is compelled by law to act within a certain time period . . . a court can compel the agency to act." Norton v. S. Utah Wilderness Alliance, 542 U.S. 55, 65 (2004). However, "a court only has jurisdiction to compel an agency to act within a certain time period under the APA when the agency is compelled by law to act within a certain time period," Li, 2007 WL 1098705 at *6 (citing Norton, 542 U.S. at 65). Additionally, the APA does not apply to agency action that is committed by law to the discretion of the agency.*fn11 5 U.S.C. § 701(a)(2) (2006). As discussed above, there is no statutory or regulatory provision compelling adjudication within a certain time period, and a decision by immigration officials to withhold adjudication is within their discretion under 8 U.S.C. § 1255(a) and 8 C.F.R. § 103.2(b)(7) and 103.2(b)(18). Accordingly, the APA does not confer subject matter jurisdiction over Plaintiff's Complaint.


As the Court liberally construes the pleadings of a pro se party, to the extent that Plaintiff prays that the USCIS approve her I-485 application, the Court lacks jurisdiction to review the agency's ultimate decision. 8 U.S.C. § 1252(a)(2)(B)(ii) (2006) ("no court shall have jurisdiction to review . . . any other decision or action of the Attorney General or the Secretary of Homeland Security the authority for which is specified under this subchapter [§§ 1151-1378] to be in the discretion of the Attorney General or the Secretary of Homeland Security").

Although the Defendants do not address the Court's jurisdiction over Plaintiff's claim for compensatory damages, the Court sua sponte notes that Plaintiff's Complaint does not provide a jurisdictional basis for awarding money damages. The APA explicitly precludes money damages against the government,*fn12 and the DJA and mandamus statute likewise provide only equitable remedies.


Because the Court lacks subject matter jurisdiction over Plaintiff's Complaint, Defendants' motion to dismiss will be GRANTED. An appropriate form of Order will accompany this Opinion.

Stanley R. Chesler, U.S.D.J.

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