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United States v. Huggins

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT


October 20, 2006

UNITED STATES OF AMERICA
v.
ULYESSIE HUGGINS A/K/A ULYESSIE KITTRELL A/K/A JAY ULYESSIE HUGGINS, APPELLANT

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE MIDDLE DISTRICT OF PENNSYLVANIA D.C. Crim. No. 04-cr-00233 District Judge: The Honorable William J. Nealon

The opinion of the court was delivered by: Barry, Circuit Judge

PRECEDENTIAL

Submitted Under Third Circuit LAR 34.1(a) September 12, 2006

Before: SCIRICA, Chief Judge, SLOVITER and BARRY, Circuit Judges

OPINION OF THE COURT

Appellant, Ulyessie Huggins, appeals from an order of the District Court sentencing him to a mandatory minimum term of 120 months imprisonment pursuant to 21 U.S.C. § 841(b)(1)(B). Because we agree with Huggins that the District Court improperly enhanced his sentence under § 841(b)(1)(B) by considering a juvenile adjudication of delinquency under Pennsylvania law to be a "prior conviction," we will vacate the judgment of sentence and remand this matter to the District Court for re-sentencing.

I.

Huggins was arrested on June 29, 2004 after selling two grams of crack cocaine to a police informant. At the time of his arrest, he was in possession of an additional twenty-five grams. On July 22, 2004, a federal grand jury returned an eight-count indictment charging Huggins and his co-conspirators with various drug-related offenses. A superseding indictment was returned on September 23, 2004, and Huggins was charged, among other things, with possession with intent to distribute five grams or more of cocaine base in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B). Pursuant to 21 U.S.C. § 851(a), on November 10, 2004, the Government filed an information notifying Huggins of its intention to seek an enhanced penalty under § 841(b)(1)(B), which calls for a mandatory minimum sentence of ten years for anyone who has committed a violation of that provision "after a prior conviction for a felony drug offense has become final." The information relied solely on Huggins' 1999 adjudication of delinquency in Monroe County Juvenile Court.*fn1

On November 15, 2004, Huggins pleaded guilty to possession with intent to distribute five grams or more of cocaine base, and a sentencing hearing was held on May 24, 2005. The District Court determined that the appropriate Guidelines range was 100 to 125 months, and that Huggins' adjudication of delinquency was a prior conviction under § 841(b)(1)(B). It, therefore, sentenced him to the mandatory minimum term of imprisonment of 120 months. This appeal followed.

We have jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a). As all that is before us is a question of law, our review is plenary. See United States v. Jones, 332 F.3d 688, 690--91 (3d Cir. 2003).

II.

Under 21 U.S.C. § 841(b)(1)(B), "If any person commits [a violation of this section] after a prior conviction for a felony drug offense has become final, such person shall be sentenced to a term of imprisonment which may not be less than 10 years." The sole issue before us is whether Huggins' 1999 adjudication as delinquent under Pennsylvania law is a "prior conviction" under § 841(b)(1)(B), triggering the mandatory minimum sentence. We hold that it is not.

Although the question of what constitutes a "prior conviction" under § 841(b)(1)(B) is a matter of federal law, see United States v. Meraz, 998 F.2d 182, 183--84 (3d Cir. 1993), an analysis of the Commonwealth's procedures in adjudicating a juvenile to be delinquent is integral to this determination, see, e.g., id. at 184. According to the Pennsylvania Juvenile Act, a delinquent child is "[a] child ten years of age or older whom the court has found to have committed a delinquent act and is in need of treatment, supervision or rehabilitation." 42 Pa. Cons. Stat. § 6302. Determination is made by a judge following "an informal but orderly" hearing "without a jury," id. § 6336(a), at which the child "is entitled to representation by legal counsel," id. § 6337, to be heard and to introduce evidence, id. § 6338(a), and to avoid self-incrimination, id. § 6338(b). A finding of delinquency must be proven beyond a reasonable doubt. Id. § 6341(b). If the judge finds that the child is delinquent, he or she may, but need not, commit the child to an institution for a period of up to four years or a period equal to that to which "he could have been sentenced by the court if he had been convicted of the same offense as an adult, whichever is less." Id. § 6353(a). "Under no circumstances shall a child be detained in any facility with adults." Id. § 6327(a). Pennsylvania does not consider an adjudication as a delinquent to be a conviction, id. § 6354(a), and such adjudications cannot be considered prior convictions under Pennsylvania's recidivist statute. See Commonwealth v. Thomas, 743 A.2d 460, 468 (Pa. Super. Ct. 1999).

Given the procedures and penalties under the Pennsylvania Juvenile Act, it is clear that an adjudication of delinquency is not the same as an adult conviction. For example, under the Act a child is not given the right to a trial by jury, and he or she does not face the same punishment associated with conviction in an adult court. Such distinctions are constitutionally permissible. See McKeiver v. Pennsylvania, 403 U.S. 528, 540--51 (1971).

Despite these differences, Congress has on occasion considered juvenile adjudications to be equivalent to adult convictions. The Armed Career Criminal Act ("ACCA"), for example, explicitly provides that "the term 'conviction' includes a finding that a person has committed an act of juvenile delinquency involving a violent felony." 18 U.S.C. § 924(e)(2)(C). Unlike the ACCA, § 841(b)(1)(B) contains no such definition, and we see no reason to write one into that provision where Congress has not seen fit to do so.*fn2

We are aware of no authority counseling a contrary result. United States v. Jones, 332 F.3d 688 (3d Cir. 2003), which was relied on by the District Court, dealt with the question of whether an adjudication of delinquency under Pennsylvania law could be used to enhance a sentence under the ACCA and could be considered a prior conviction for purposes of Apprendi v. New Jersey, 530 U.S. 466 (2000). We answered "yes" to both questions. Jones, 332 F.3d at 696. As discussed above, however, the ACCA explicitly contemplates the use of juvenile adjudications in enhancing a sentence, and the question of what "can properly be characterized as a prior conviction for Apprendi purposes," id. at 696 (emphasis added), has no bearing on what Congress meant by "conviction" in § 841(b)(1)(B).

Decisions of our sister circuits are similarly distinguishable. In United States v. Acosta, 287 F.3d 1034 (11th Cir. 2002), and United States v. Sampson, 385 F.3d 183 (2d Cir. 2004), the courts were faced with the question of whether a youthful offender adjudication under New York law was a prior conviction for purposes of § 841. Both courts answered in the affirmative. Unlike an adjudication of delinquency under the Pennsylvania Juvenile Act, however, a youthful offender adjudication under New York law follows an adult conviction in an adult court, with the full panoply of procedural protections that come with the latter. See United States v. Driskell, 277 F.3d 150, 154--57 (2d Cir. 2002). Given these marked differences, neither Acosta nor Sampson is persuasive as to the issue before us.*fn3

In sum, we find that "prior conviction" as used in 21 U.S.C. § 841(b)(1)(B) does not include adjudications of delinquency under the Pennsylvania Juvenile Act.

III.

In light of the foregoing, we will vacate the judgment of sentence and remand this matter to the District Court for re-sentencing.


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