On Appeal From the United States District Court For the Eastern District of Pennsylvania (D.C. Criminal No. 00-cr-00273-2) District Judge: The Honorable Robert F. Kelly
Before: Becker, Chief Judge, McKEE and
Hill *fn1 Circuit Judges.
The opinion of the court was delivered by: Becker, Chief Judge.
Submitted Under Third Circuit LAR 34.1(a) November 4, 2002
This is an appeal by defendant Nafis Woods from his conviction in a federal carjacking case, an offense which requires proof that the stolen vehicle was transported in interstate commerce. The government's only evidence of interstate commerce was the testimony of FBI Special Agent Jay Heine, who testified that he was able to trace the minivan's unique vehicle identification number to a manufacturing plant located in Tarrytown, New York, using the database maintained by the National Insurance Crime Bureau. Woods objected to this testimony at trial on the ground that it was inadmissible hearsay, and were he correct, we would be forced to vacate his carjacking conviction. We conclude, however, that the interstate commerce evidence is admissible pursuant to Fed. R. Evid. 803(17), which admits "[m]arket quotations, tabulations, lists, directories, or other published compilations, generally used and relied upon by the public or by persons in particular occupations." Because we reject the other arguments that Woods raises in his appeal,*fn2 we will affirm the judgment.
I. Facts and Procedural History
Mack Pressley, the victim of the crime, was an employee of the Philadelphia Inquirer who, using his 1990 Chevrolet Lumina minivan, delivered newspapers to apartment complexes in the Chestnut Hill section of Philadelphia. While on his paper route, Pressley was held up at gunpoint by two individuals who then stole his minivan. When a police officer stopped the stolen minivan later that day and arrested Woods, the officer removed from the vehicle its Vehicle Identification Number ("VIN"), which he recorded on a police form.
Woods was arraigned before the District Court for the Eastern District of Pennsylvania, where he entered a plea of not guilty to the crime of armed carjacking. At trial, the government offered the testimony of Special Agent Heine to prove that the stolen minivan was involved in interstate commerce, a necessary element of carjacking pursuant to 18 U.S.C. S 2119. Heine, who for four years had been responsible for conducting FBI investigations involving property that is transported or shipped in interstate commerce, explained that every vehicle that is manufactured in the world is given by its manufacturer a unique serial number, known as a VIN number, which consists of seventeen digits. (Supp. App. 555.) He testified that, based on his years of experience, he is familiar with what each of the seventeen digits means to those in the trade. (Id. at 556-57.) In this case, he explained, he was able to consult and rely upon the National Insurance Crime Bureau's national database to determine that the minivan's VIN number traced back to a manufacturing plant located in Tarrytown, New York, a clear indication that the vehicle had been transported in interstate commerce. (Id. at 763.) Woods's counsel objected to this testimony on the ground that it was hearsay falling without any exception, but the Court overruled the objection and admitted Heine's testimony into evidence.
The jury returned a verdict of guilty on the carjacking count. Woods filed no motion for a judgment of acquittal or for a new trial, although he did request a downward departure from the Sentencing Guidelines that the District Court denied after hearing argument. (Supp. App. 755-56.) The Court sentenced Woods to 204 months imprisonment, five years supervised release, and a special assessment of $500. (Id.) Woods appeals on the ground that the evidence was insufficient to support his conviction since the government's only evidence of interstate commerce, Special Agent Heine's testimony, was inadmissible hearsay.
The District Court exercised jurisdiction pursuant to 18 U.S.C. S1321, and we note appellate jurisdiction pursuant to 28 U.S.C. S1291. We review the District Court's evidence ruling for abuse of discretion. See United States v. Tyler, 281 F.3d 84, 98 (3d Cir. 2002).
The federal carjacking statute requires proof that a vehicle was transported, shipped, or received in interstate commerce. See 18 U.S.C. S2119. The government's only evidence of interstate commerce was the testimony of FBI Special Agent Heine, to which Woods objected on the ground that it was inadmissible hearsay. Federal Rule of Evidence 801 defines hearsay as "a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted," and Rule 802 further provides that"[h]earsay is not admissible except as provided by these rules."
Woods submits that Heine's testimony was hearsay because he had no personal knowledge of the minivan's origin, and that it fell without any exception. His brief implies that he considers only one exception plausible: that for business records under Rule 803(6). The business records exception allows into evidence data kept in the course of a regularly-conducted business activity, so long as it is the business's regular practice to keep such records and the records themselves indicate no lack of trustworthiness. Fed. R. Evid. 803(6). The problem here, Woods argues, is that while courts admit testimony by government agents ...