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Engel v. New Jersey Dept. of Corrections

Decided: January 13, 1994.

WILLIAM ENGEL, APPELLANT,
v.
NEW JERSEY DEPARTMENT OF CORRECTIONS, RESPONDENT



On appeal from a Final Administrative Decision of the Department of Corrections.

Pressler, Dreier and Kleiner. The opinion of the court was delivered by Pressler, P.J.A.D.

Pressler

Following administrative proceedings, William Engel, an inmate at New Jersey State Prison,*fn1 was found guilty of planning an escape. Severe disciplinary sanctions were imposed, including 15 days detention, 365 days administrative segregation, and 365 days loss of commutation time. We stayed the sanctions pending appeal and now reverse and remand for administrative reinvestigation and reconsideration of the charges.

The adjudication here appealed from was based exclusively on information provided to prison investigators by a single confidential informant respecting Engel's alleged escape plan. We have carefully scrutinized the confidential record on which the adjudication relied. We are unable to find therein a single objective shred of corroboration of the confidential informant's statements or that Engel was in fact planning an escape.*fn2 We find that all the more surprising since the informant and the investigators were in communication about Engel's alleged escape plan over an extended period of time.

Engel absolutely and unequivocally denied ever having planned an escape or ever having talked to any inmate about an escape. Since, as we have noted, the informant's allegations were entirely uncorroborated by any objective evidence, the issue before the hearing officer was exclusively that of credibility as between the informant and Engel. We further note that the informant's allegations were presented to the hearing officer in the form of hearsay, and it does not appear from this record that the hearing officer relied on anything other than the reports of the prison investigators as to what the informant had said to them. Consequently, the hearing officer was in no position to make an independent or direct evaluation of the informant's credibility. The investigating authorities had, however, attempted to bolster the informant's credibility by their assertion that he had proved reliable in the past. They had also subjected the informant to a polygraph test, which he "passed." The brief report of the polygraph test was also part of the confidential report. Engel's request, however, for a polygraph test for himself, made when he learned that the informant had been tested, was denied. The Superintendent affirmed the hearing officer's adjudication, which had rested on this evaluation of the confidential information:

We are satisfied that the mere recital of these facts is sufficient to demonstrate the substantial defects in these proceedings. We recognize that prison inmates are entitled only to limited procedural due process rights in the conduct of disciplinary proceedings. Avant v. Clifford, 67 N.J. 496, 341 A.2d 629 (1975). But they are nevertheless not entirely subject to the arbitrary exercise of the disciplinary discretion by the institution. There

must be some reasonable opportunity, however circumscribed, to reasonably defend reasonably articulated charges, and there must be substantial evidence to sustain them. None of these conditions was met here.

We appreciate that the confidential-informant situation raises special problems of notice, confrontation, and disclosure. We are, however, also mindful that lettres de cachet went out with the Constitution. Thus, as we insisted upon in Fisher v. Hundley, 240 N.J. Super. 156, 572 A.2d 1174 (App.Div.1990), the imperatives of protection of the informant from retaliation must nevertheless reasonably accommodate some modicum of fundamental fairness to the accused inmate. See also N.J.A.C. 10A:4-9.15(b)1, addressing adjudication based on informant statements. There was no such accommodation either afforded or attempted here, and for that reason we must remand for reinvestigation and reconsideration of these charges.

We note first that N.J.A.C. 10A:4-11.4 expressly authorizes the Superintendent of the institution to order a reinvestigation of the charge against an inmate based on information furnished after the appeal. Engel's request for a polygraph test, apparently made as soon as he realized that the hearing officer had relied on the informant's polygraph test, must surely be regarded as new information or as leading to new information in these circumstances. Moreover, paragraph (d) of N.J.A.C. 10A:4-11.4 expressly authorizes the Superintendent to request polygraph testing upon the finding of "serious issues of credibility." The Superintendent's failure to regard the issue of credibility here as serious and his consequent denial of Engel's request for polygraph testing constituted, in our view, an unsustainable exercise of discretion.

We are persuaded that considerations of minimal due process required the granting of Engel's request for a polygraph test. We are also persuaded that there must be a level playing field in this regard as between Engel and the informant. Recognizing the ...


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