Searching over 5,500,000 cases.


searching
Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.

Shannon v. United States Department of Housing and Urban Development

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT


argued: May 5, 1978.

MAURICE SHANNON, CAROLYN BECK, BASIL H. LOSTEN, IRENE SISK, THOMASENE MACK, MILDRED BATES, LUCILLE WEEKS, TYRONE BEAL, BRENDA PARKER, FRANCES MCCARTHY, CATHERINE M. P. TAYLOR, JAMES W. WILLIAMS, JUANITA WILLIAMS, CHARLES JOHNSON, SAMUEL D. BROG, LIBERYPLACE CIVIC ASSOCIATION, FRIENDS NEIGHBORHOOD GUILD, FRIENDS HOUSING COOPERATIVE, THE GERMAN SOCIETY OF PENNSYLVANIA, FOR THEMSELVES AND ALL OTHERS SIMILARLY SITUATED, APPELLANTS,
v.
UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT, GEORGE ROMNEY, SECRETARY OF DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT, WARREN P. PHELAN, REGIONAL ADMINISTRATOR, REGION II, DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT, AND THOMAS J. GALLAGHER, REGIONAL ADMINISTRATOR, FEDERAL HOUSING ADMINISTRATION, DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT, APPELLEES

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA D.C. No. 69-197.

Hunter, Weis, Circuit Judges, and Layton, District Judge.*fn*

Author: Per Curiam

This appeal raises the question whether the Civil Rights Attorney's Fees Awards Act of 1976, Pub. L. No. 94-559, 90 Stat. 2641, permits an award of fees against the United States in a suit under Title VI of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000d et seq. Since we agree with the district court that the Attorney's Fees Act does not operate as a waiver of sovereign immunity in this context, we affirm.

Plaintiffs filed suit in 1969 challenging approval by the Department of Housing and Urban Development of a rent supplement program known as Fairmount Manor in the East Poplar neighborhood of Philadelphia. The district court originally dismissed the complaint, 305 F. Supp. 205 (E.D. Pa. 1969), but was reversed by this court, 436 F.2d 809 (3d Cir. 1970). We held that the Department had violated certain civil rights laws including Title VI, and remanded for further proceedings. During the pendency of the remand, the parties agreed upon a settlement, and the district court entered judgment for plaintiffs in May, 1975. Plaintiffs then moved for an award of attorneys fees, which the district court denied. 409 F. Supp. 1189 (E.D. Pa. 1976).

Plaintiffs renewed their request for counsel fees, based on the newly enacted Civil Rights Attorney's Fees Awards Act, in their appeal of the Clerk's taxation of costs. The district court agreed to reopen the matter, but held that the award of fees, despite the new Act, was still barred by the doctrine of sovereign immunity. The court reasoned that 28 U.S.C. § 2412*fn1 was an express assertion of sovereign immunity prohibiting the award of counsel fees against the United States absent statutory authority. Noting that a waiver of sovereign immunity must be strictly construed, the court ruled that the new Act did not authorize an award of attorneys fees against the United States in a suit under Title VI. The court contrasted the explicit waivers of immunity found in Titles II, III, and VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000a-3(b), 2000b-1, 2000e-5(k).

We agree with the analysis of the district court. Under 28 U.S.C. § 2412, attorneys fees may not be awarded against the United States absent clear statutory authority. United States v. Testan, 424 U.S. 392, 399, 47 L. Ed. 2d 114, 96 S. Ct. 948 (1976); Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 265-68, 44 L. Ed. 2d 141, 95 S. Ct. 1612 (1975); Fitzgerald v. United States Civil Service Commission, 180 U.S. App. D.C. 327, 554 F.2d 1186, 1189 (1977); cf. Richerson v. Jones, 551 F.2d 918, 925 (3d Cir. 1977) (denying award of interest on claim against United States). The Civil Rights Attorney's Fees Awards Act amends 42 U.S.C. § 1988 to provide:

In any action or proceeding to enforce a provision of sections 1977, 1978, 1979, 1980, and 1981 of the Revised Statutes [42 U.S.C. §§ 1981, 1982, 1983, 1985, 1986], title IX of Public Law 92-318, or in any civil action or proceeding, by or on behalf of the United States of America, to enforce, or charging a violation of, a provision of the United States Internal Revenue Code, or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs.

With the exception of certain suits under the Internal Revenue code, see Aparacor, Inc. v. United States, 571 F.2d 552 (Ct. Cl. 1978), the Act does not explicitly waive the sovereign immunity of the United States. It contains none of the language usually used to indicate a waiver of immunity. See, e.g., 5 U.S.C. § 552(a)(4)(E) (Freedom of Information Act) ("The court may assess against the United States reasonable attorney fees . . . ."); 42 U.S.C. § 2000a-3(b) (Title II of the Civil Rights Act of 1964) (". . . the United States shall be liable for costs the same as a private person."); 15 U.S.C. §§ 2059 (e)(4), 2060(c) (Consumer Product Safety Act); 42 U.S.C. § 2000b-1 (Title III of Civil Rights Act of 1964); id. § 2000e-5(k) (Title VII of Civil Rights Act of 1964). Further, our reading of the legislative history of the Act convinces us that Congress did not contemplate a waiver of sovereign immunity in passing the Act, with the exception of the clause dealing with Internal Revenue suits.*fn2 See Southeast Legal Defense Group v. Adams, 436 F. Supp. 891, 893 (D. Ore. 1977). Accordingly, we hold that the Attorney's Fees Act does not permit an award of counsel fees against the United States in a suit brought under Title VI.

The order of the district court denying counsel fees will be affirmed.

Disposition

The order of the district court denying counsel fees will be affirmed.


Buy This Entire Record For $7.95

Official citation and/or docket number and footnotes (if any) for this case available with purchase.

Learn more about what you receive with purchase of this case.