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State v. Leonard

Decided: January 15, 1974.


King, J.c.c., Temporarily Assigned.


Defendant is charged with the daylight armed robbery of the proprietor of a hardware store in the vicinity of 27th and River Road in the City of Camden on February 26, 1973. The weapon used to threaten the proprietor was a crowbar. On November 13, 1973 defendant was convicted of the daylight armed robbery with a gun of the proprietor of a gas station at 25th and River Road on February 22, 1973, four days prior to the date of the crime charged in this prosecution. The prosecution offers the evidence of the first conviction to affect defendant's credibility under N.J.S.A. 2A:81-12.

For the purpose of affecting the credibility of any witness, his interest in the result of the action, proceeding or matter or his conviction of any crime may be shown by examination or otherwise, and his answers may be contradicted by other evidence. Conviction of crime may be proved by the production of the record thereof, but no conviction of an offender shall be received in evidence against him in a civil action to prove the truth of the facts upon which the conviction was based.

The defense objects, pointing out that the prior conviction is on appeal and, further, that the substantial prejudicial effect, because of the proximity of the location (two blocks apart) and time (four days apart), should motivate the court to invoke Evidence Rule 4(b) and exclude the proffer of the prior conviction.

There is no New Jersey case dealing directly with the admissibility of a prior conviction during the pendency of the appeal. Professor McCormick in his respected work states that the "predominate view" does not bar admissibility while the appeal is pending. McCormick on Evidence, § 43 (1972). The authorities are collected at 16 A.L.R. 3rd 726. See also, 98 C.J.S. Witnesses § 507f at 414. About 13 jurisdictions appear to follow the doctrine of admissibility, including the federal cases, while Kentucky, Missouri, Texas, Virginia and the District of Columbia preclude admissibility. Maryland, in a 1969 case decided by its intermediate appellate court, did permit admissibility, Suggs v. State, 6 Md. App. 231, 250 A.2d 670 (Ct. Spec. App. 1969), but this result was promptly altered by legislation. See Bailey v. State, 263 Md. 424, 283 A.2d 360 (Ct. App. 1971). The viewpoint of the minority position was expressed in an opinion by the United States Court of Appeals for the District of Columbia as follows:

But it seems to us wholly illogical and unfair to permit a defendant to be interrogated about a previous conviction from which an appeal is pending. If the judgment of conviction is later reversed, the defendant has suffered, unjustly and irreparably, the prejudice, if any, caused by the disclosure of the former conviction. [ Campbell v. United States, 85 U.S. App. D.C. 133, 176 F. 2d 45, 47 (1949)]

Interestingly enough, the Maryland case upholding the admission of the conviction allowed the verdict of guilty to stand even though the original conviction utilized for impeachment purposes was reversed on appeal. See Suggs v. State, supra.

There would appear to be a substantial likelihood of prejudice to defendant here if the evidence of the first conviction is admitted despite the limiting charge. However, there is not sufficient similarity between the events to invoke the criteria for admissibility under Evidence Rule 55, in order to show motive, intent, plan, knowledge, identity or absence

of mistake or accident. The question here, therefore, is whether the court has any power to exclude the proffer under Evidence Rule 4(b):

The judge may in his discretion exclude evidence if he finds that its probative value is substantially outweighed by the risk that its admission will either (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice or of confusing the issues or of misleading the jury.

The decision of our Supreme Court in State v. Hawthorne, 49 N.J. 130 (1967) appears to provide the answer to the problem posed by this situation. In Hawthorne the trial court had entered a pretrial ruling barring the State from using several old convictions against a defendant to impeach his credibility. The State appealed and the Supreme Court ruled, in a divided opinion, that the trial court had no discretion to limit in any fashion the State's rights, conferred by the Legislature under the statute, to use the prior convictions on cross-examination of the criminal defendant. The defense sought to invoke the theory of Evidence Rule 4(b), urging that the prejudicial effect of the remote convictions far outweighed their probative value. The Supreme Court clearly decided against allowing a trial court to ...

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